We ensure you and your investors are fully protected and informed in the ever-changing regulatory environment. We help investment managers, private equity managers, finance houses, broker/dealers, proprietary traders, and insurance brokers meet financial regulation standards in a multitude of jurisdictions.
- Preparation of profit & loss and capital adequacy forecasts for your firm’s FCA application
- Preparation of Pillar 1 capital adequacy calculations and FCA reporting
- Guidance in conducting the Pillar 2 Internal Capital Adequacy Assessment Process (ICAAP)
- Preparation of Pillar 3 capital, risk exposure and risk assessment disclosures
- Advice on the structuring of FCA regulatory capital
- Monitoring of regulatory capital on an ongoing basis
- Completion of FCA financial returns, and FCA related communications