Compliance Officer (m/f/d)

Overview

Role: Compliance Officer (m/f/d) (PID 10316)
Location: Luxembourg

About the European Depositary Bank

The European Depositary Bank is a provider of Banking, Depositary and Custody services within the Apex Group Ltd, a global financial services provider with 5,000 staff across 50 offices globally. In this international environment you will participate in all advantages and benefits of a collective bargaining agreement for bank employees. We support our employees, provide for a good work life balance and apply a continuing learning policy.

Every employee plays a part in making our company who we are today and the more that we grow, the more important that becomes. However, your career path or specialism will look like we provide, together with Apex Group Ltd, a global fast growing platform to allow you to thrive.

We are currently looking for a Compliance Officer (m/f/d) to support our Compliance department in Luxemburg . If you want to be part of our multidisciplinary team and are interested in this excellent opportunity, please apply for this role.

Role & Key Responsibilities

  • Perform compliance control missions in line with the Compliance Monitoring Plan
  • Drafting and review of in-house Compliance procedures
  • Proactively identify, analyse and report compliance risks
  • Perform impact assessments of ongoing regulatory requirements
  • Assess the regulatory implications of new product launches and service extensions
  • Along with the Head of Compliance being the first point of contact for the regulator, maintaining an open and positive working relationship and ensure high quality in any correspondence
  • Provide Compliance advise to other departments and Apex Group companies
  • Assume the role as DPO for the entity
  • University degree in Law, Economics or comparable professional education in relevant fields
  • Professional experience of minimum 5 years in the field of Compliance in Luxembourg, preferably regarding fund services, investment funds and/or management companies/ AIFMs
  • Ability to handle sensitive situations in a confidential and professional manner
  • Excellent knowledge of the Luxembourg regulatory framework including AML/KYC, Delegation Oversight, UCITS, AIFMD
  • Self-organized and able to work accurately
  • Pro-active and team-oriented
  • Proficiency in MS Office
  • Fluent in English, French will be considered an asset
  • A high level of visibility within a large organisation on an upwards trajectory
  • Be part of a dynamic and fast-paced team that makes a genuine impact on revenue and sales pipeline
  • Opportunity to work with a diverse, agile and global IT team

Ready for the challenge?

If you are interested in this challenge, we look forward to receive your application documents (motivation letter, CV, reference letters, if any) including additional information about your earliest possible starting date as well as your salary expectations via e-mail to jobs@eudepobank.eu.

For further information about us, please have a look at www.europeandepositarybank.com. Please also have a look at www.lri-invest.lu for further information about the other companies being part of this group here in Luxembourg.

We are an equal opportunity employer and ensure that no applicant is subject to less favourable treatment on the grounds of gender, gender identity, marital status, race, colour, nationality, ethnicity, age, sexual orientation, socio-economic, responsibilities for dependants, physical or mental disability. Any hiring decision are made on the basis of skills, qualifications and experiences.

We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society and the planet.

For more information on our commitment to Corporate Social Responsibility (CSR) please visit our CSR policy page.

 

Life At Apex

 

"Working here I have the space to be creative, take ownership and develop continuously. It’s a great company with a purpose, which in turn enables its people to identify with the core values and mission."

Diane Mero, Office Manager, Dubai

What we look for

We look to recruit bright, articulate and numerate employees who are not afraid of a challenge and are prepared to work hard and love what they do. Every employee plays a part in making our business what it is today and the more we grow, the more important that becomes.

 

Whatever your career path, ambition or skillset you will be joining an entrepreneurial environment and become part of a globally connected team. We don’t just want you to succeed, we want you to flourish.

Get in touch with our team

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