We ensure you and your investors are fully protected and informed in the ever-changing regulatory environment.
We help investment managers, private equity managers, finance houses, broker/dealers, proprietary traders, and insurance brokers meet financial regulation standards in a multitude of jurisdictions.
Services include:
- Preparation of profit and loss and capital adequacy forecasts for your firm’s The Financial Conduct Authority (“FCA”) application
- Preparation of Pillar 1 capital adequacy calculations and FCA reporting
- Guidance in conducting the Pillar 2 Internal Capital Adequacy Assessment Process
- Preparation of Pillar 3 capital, risk exposure, and risk assessment disclosures
- Advice on the structuring of FCA regulatory capital
- Monitoring of regulatory capital on an ongoing basis
- Completion of FCA financial returns and FCA related communications
