We ensure you and your investors are fully protected and informed in the ever-changing regulatory environment. We help investment managers, private equity managers, finance houses, broker/dealers, proprietary traders, and insurance brokers meet financial regulation standards in a multitude of jurisdictions.

Services include

  • Preparation of profit & loss and capital adequacy forecasts for your firm’s FCA application
  • Preparation of Pillar 1 capital adequacy calculations and FCA reporting
  • Guidance in conducting the Pillar 2 Internal Capital Adequacy Assessment Process (ICAAP)
  • Preparation of Pillar 3 capital, risk exposure and risk assessment disclosures
  • Advice on the structuring of FCA regulatory capital
  • Monitoring of regulatory capital on an ongoing basis
  • Completion of FCA financial returns, and FCA related communications

Get in touch with our team

We explicitly bring to your attention that by completing this form you are consenting to Apex Group Ltd. recording your personal data in accordance with its Privacy Policy.

Contact Us