We ensure you and your investors are fully protected and informed in the ever-changing regulatory environment. We help investment managers, private equity managers, finance houses, broker/dealers, proprietary traders, and insurance brokers meet financial regulation standards in a multitude of jurisdictions.
Preparation of profit & loss and capital adequacy forecasts for your firm’s FCA application
Preparation of Pillar 1 capital adequacy calculations and FCA reporting
Guidance in conducting the Pillar 2 Internal Capital Adequacy Assessment Process (ICAAP)
Preparation of Pillar 3 capital, risk exposure and risk assessment disclosures
Advice on the structuring of FCA regulatory capital
Monitoring of regulatory capital on an ongoing basis
Completion of FCA financial returns, and FCA related communications