Our specialist teams meticulously manage the end-to-end fund conversion and startup process and provide financial transparency of fund operating costs for US mutual funds
Services include
Fund startup
- Providing guidance on mutual fund requirements and regulations
- Preparation of detailed fund operating expense projections
- Evaluating proposed portfolio for compliance with U.S. Securities and Exchange Commission and Inland Revenue Service regulations
- Identifying registered fund related advisor
- Recommending compliance procedure enhancements
- Managing the fund launch including coordinating service providers and tracking deliverables
- Providing best practice and cost management guidance
Fund conversion
- Providing guidance on converting target fund performance
- Assisting with tax analysis of converting accounts
- Supporting in-kind conversions
- Drafting plan of restructure
