We meticulously manage fund conversions and start-ups to ensure a fund’s regulatory, compliance, tax and operational requirements are fully satisfied. Our specialist teams manage the conversion and start-up process end-to-end, and provide financial transparency of fund operating costs.
Services include:
Fund Start Up
- Providing guidance on mutual fund requirements and regulations
- Preparation of detailed fund operating expense projections
- Evaluating proposed portfolio for compliance with SEC and IRS regulations
- Identifying registered fund related advisor
- Recommending compliance procedure enhancements
- Managing the fund launch including coordinating service providers and tracking deliverables
- Providing best practice and cost management guidance
Fund Conversion
- Providing guidance on converting target fund performance
- Assisting with tax analysis of converting accounts
- Supporting in-kind conversions
- Drafting plan of reorganization
